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Rule 506(b) (US only)

A legal “safe harbor” allows issuers of non-public stock to sell interests to accredited investors without registering with the SEC. Under this provision, issuers cannot engage in “general solicitation,” such as advertising.

A legal “safe harbor” allows issuers of non-public stock to sell interests to accredited investors without registering with the SEC. Under this provision, issuers cannot engage in “general solicitation,” such as advertising.